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- In accordance with Notice and Access specifications, some AST clients have elected to mail their shareholders Notice of Availability of Proxy Materials which provide a link to this site to view proxy materials, as well as a unique control number to vote shares for the Annual or Special Meeting These pages provide access to these proxy materials. If you would like to request a hard copy of these materials, please click here.
- To access the available proxy materials, for those clients who have selected the Notice & Access or the traditional full set delivery method please select the desired company from the list below, or use the alphabetical index to easily find a company.
- If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the footer).
- (The most recent proxy materials provided to AST are listed here. A proxy card is provided for viewing between the record date and meeting date of the corporation's meeting.)
| Company Name | Record Date | Meeting Date | Notice and Access Status | |
|---|---|---|---|---|
| 1ST CONSTITUTION BANCORP COMMON | 04/14/2021 | 05/27/2021 | No | |
| ALECTOR INC | 04/20/2021 | 06/17/2021 | Yes | |
| AMBASE CORPORATION | 04/14/2021 | 06/03/2021 | Yes | |
| AMERICAN BANK OF CAROLINAS | 05/03/2021 | 06/22/2021 | No | |
| AMERICAN RIVIERA BANK | 04/06/2021 | 06/16/2021 | No | |
| ARTISAN PARTNERS ASSET MANAGEMENT INC | 04/08/2021 | 06/02/2021 | Yes | |
| AVALARA INC (NEW) | 04/09/2021 | 06/03/2021 | Yes | |
| BLACK STONE MINERALS LP - COMMON UNITS | 04/19/2021 | 06/17/2021 | Yes | |
| BLONDER TONGUE LABORATORIES INC | 04/15/2021 | 05/26/2021 | No | |
| BURLINGTON STORES INC | 03/25/2021 | 05/19/2021 | Yes | |
| CALITHERA BIOSCIENCES INC | 04/12/2021 | 06/11/2021 | Yes | |
| CAPITAL BANCORP INC | 03/26/2021 | 05/20/2021 | Yes | |
| CAPITALA FINANCE CORP NEW | 04/12/2021 | 05/27/2021 | No | |
| CASTLIGHT HEALTH INC CLASS B COMMON | 04/15/2021 | 06/10/2021 | Yes | |
| CCOM GROUP INC (NEW) | 04/28/2021 | 06/21/2021 | Yes | |
| CENTRIC FINANCIAL CORPORATION | 02/26/2021 | 05/20/2021 | Yes | |
| CHEGG INC | 04/05/2021 | 06/02/2021 | Yes | |
| CHEMUNG FINANCIAL CORPORATION | 04/09/2021 | 06/08/2021 | No | |
| CHIASMA INC | 04/14/2021 | 06/10/2021 | No | |
| CINCINNATI BANCORP INC | 03/31/2021 | 05/20/2021 | No | |
| CORTEXYME INC | 04/20/2021 | 06/16/2021 | Yes | |
| CRYOLIFE INCORPORATED | 03/10/2021 | 05/19/2021 | Yes | |
| ENERGY FUELS INC | 03/31/2021 | 05/26/2021 | Yes | |
| EPAM SYSTEMS INC | 04/12/2021 | 06/08/2021 | Yes | |
| ESQUIRE FINANCIAL HOLDINGS INC | 03/26/2021 | 05/27/2021 | No | |
| FIREEYE INC | 04/13/2021 | 06/11/2021 | Yes | |
| FIRST INTERSTATE BANCSYSTEM INC CL A | 03/26/2021 | 05/26/2021 | Yes | |
| FOCUS FINANCIAL PARTNERS INC CLASS A | 03/29/2021 | 05/26/2021 | Yes | |
| GTJ REIT INC | 04/26/2021 | 06/10/2021 | No | |
| HAWTHORN BANCSHARES INC | 04/01/2021 | 06/08/2021 | Yes | |
| HEALTHEQUITY | 04/30/2021 | 06/24/2021 | Yes | |
| HF FOODS GROUP INC | 04/28/2021 | 06/17/2021 | Yes | |
| HOOKER FURNITURE CORPORATION | 04/12/2021 | 06/03/2021 | No | |
| IMMUNIC INC | 04/14/2021 | 06/10/2021 | Yes | |
| IMPINJ INC | 04/13/2021 | 06/10/2021 | Yes | |
| INHIBIKASE THERAPEUTICS INC | 05/03/2021 | 06/25/2021 | Yes | |
| J JILL INC NEW | 04/19/2021 | 06/03/2021 | Yes | |
| KADANT INC | 03/22/2021 | 05/19/2021 | Yes | |
| MAGNITE INC | 05/04/2021 | 06/28/2021 | Yes | |
| MAXUS REALTY TRUST INC | 03/31/2021 | 05/25/2021 | No | |
| MEDIFAST INC | 04/05/2021 | 06/02/2021 | Yes | |
| NEONODE INC (NEW) | 04/19/2021 | 06/08/2021 | Yes | |
| NEOPHOTONICS CORPORATION | 04/09/2021 | 06/01/2021 | Yes | |
| NEWTEK BUSINESS SERVICES CORP | 04/29/2021 | 06/11/2021 | No | |
| NEXSTAR MEDIA GROUP INC | 04/26/2021 | 06/09/2021 | No | |
| NUWELLIS INC | 04/06/2021 | 05/19/2021 | No | |
| OPIANT PHARMACEUTICALS INC | 04/16/2021 | 06/15/2021 | Yes | |
| PERFORMANT FINANCIAL CORPORATION | 04/15/2021 | 06/09/2021 | Yes | |
| PLAINS ALL AMERICAN PIPELINE L.P. | 03/26/2021 | 05/19/2021 | No | |
| PLAINS GP HOLDINGS LP | 03/26/2021 | 05/19/2021 | No | |
| PLURISTEM THERAPEUTICS INC(NEW) | 04/08/2021 | 06/01/2021 | Yes | |
| PROPHASE LABS INC | 04/09/2021 | 05/20/2021 | No | |
| PULMONX CORPORATION | 03/29/2021 | 05/20/2021 | Yes | |
| REXFORD INDUSTRIAL REALTY INC COMMON | 04/16/2021 | 06/17/2021 | Yes | |
| RUNWAY GROWTH CAPITAL | 04/19/2021 | 05/27/2021 | No | |
| SINCLAIR BROADCAST GROUP INC CL A | 04/16/2021 | 06/28/2021 | No | |
| SMARTSHEET INC CLASS A | 04/20/2021 | 06/17/2021 | Yes | |
| SOLENO THERAPEUTICS INC (NEW) | 04/12/2021 | 06/01/2021 | Yes | |
| SOUTHERN CALIFORNIA GAS CO | 4/5/2021 | 6/1/2021 | No | |
| TECHPOINT INC | 04/06/2021 | 06/03/2021 | No | |
| THE LOVESAC COMPANY | 04/12/2021 | 06/07/2021 | Yes | |
| TRINITY CAPITAL INC COMMON | 04/27/2021 | 06/17/2021 | Yes | |
| URBAN OUTFITTERS INC | 04/01/2021 | 06/08/2021 | Yes | |
| US XPRESS ENTERPRISES INC | 03/30/2021 | 05/26/2021 | Yes | |
| VECTOR GROUP LTD | 04/05/2021 | 06/03/2021 | Yes | |
| VIKING THERAPEUTICS INC | 03/31/2021 | 05/20/2021 | Yes | |
| Y-MABS THERAPEUTICS INC | 04/16/2021 | 06/10/2021 | Yes | |
| ZION OIL & GAS INC | 04/12/2021 | 06/09/2021 | Yes | |
| ZYNERBA PHARMACEUTICALS INC | 04/14/2021 | 06/09/2021 | Yes | |