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- In accordance with Notice and Access specifications, some AST clients have elected to mail their shareholders Notice of Availability of Proxy Materials which provide a link to this site to view proxy materials, as well as a unique control number to vote shares for the Annual or Special Meeting These pages provide access to these proxy materials. If you would like to request a hard copy of these materials, please click here.
- To access the available proxy materials, for those clients who have selected the Notice & Access or the traditional full set delivery method please select the desired company from the list below, or use the alphabetical index to easily find a company.
- If review of the information provided here does not answer a particular question or concern that you may have, please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the footer).
- (The most recent proxy materials provided to AST are listed here. A proxy card is provided for viewing between the record date and meeting date of the corporation's meeting.)
| Company Name | Record Date | Meeting Date | Notice and Access Status | |
|---|---|---|---|---|
| PROSPECT CAPITAL CORPORATION | 04/20/2020 | 06/12/2020 | No | |
| AERPIO PHARMACEUTICALS INC | 04/27/2020 | 06/24/2020 | Yes | |
| AMBASE CORPORATION | 04/15/2020 | 06/04/2020 | Yes | |
| ARDELYX INC | 04/15/2020 | 06/09/2020 | Yes | |
| AVALARA INC (NEW) | 04/14/2020 | 06/11/2020 | Yes | |
| BLACK STONE MINERALS LP - COMMON UNITS | 04/20/2020 | 06/18/2020 | Yes | |
| BLONDER TONGUE LABORATORIES INC | 04/15/2020 | 06/11/2020 | No | |
| BROADMARK REALTY CAPITAL INC | 04/15/2020 | 06/16/2020 | No | |
| CCOM GROUP INC (NEW) | 04/30/2020 | 06/22/2020 | Yes | |
| CHIASMA INC | 04/22/2020 | 06/11/2020 | No | |
| CITI TRENDS INC | 05/11/2020 | 06/30/2020 | Yes | |
| CORTEXYME INC | 04/09/2020 | 06/08/2020 | Yes | |
| DHT HOLDING INC NEW | 05/07/2020 | 06/18/2020 | Yes | |
| DICK'S SPORTING GOODS INC | 04/13/2020 | 06/10/2020 | Yes | |
| ENTERA BIO LTD ORDINARY SHARES | 05/18/2020 | 06/25/2020 | No | |
| EPAM SYSTEMS INC | 04/13/2020 | 06/09/2020 | Yes | |
| ESQUIRE FINANCIAL HOLDINGS INC | 04/21/2020 | 06/24/2020 | No | |
| FOUR SPRINGS CAPITAL TRUST (NEW) | 04/30/2020 | 06/26/2020 | No | |
| HANNON ARMSTRONG SUSTAINABLE | 04/09/2020 | 06/04/2020 | Yes | |
| HEALTH CATALYST INC | 04/15/2020 | 06/12/2020 | Yes | |
| HEALTHEQUITY | 05/04/2020 | 06/25/2020 | No | |
| HF FOODS GROUP INC | 04/20/2020 | 06/15/2020 | Yes | |
| HOOKER FURNITURE CORPORATION | 04/13/2020 | 06/11/2020 | No | |
| IMMUNIC INC | 04/15/2020 | 07/02/2020 | Yes | |
| IMPINJ INC | 04/13/2020 | 06/10/2020 | Yes | |
| INMODE LTD | 05/18/2020 | 06/16/2020 | No | |
| INVITAE CORPORATION | 04/09/2020 | 06/08/2020 | Yes | |
| MAGELLAN HEALTH INC | 04/20/2020 | 06/17/2020 | Yes | |
| MAXUS REALTY TRUST INC | 04/28/2020 | 06/16/2020 | No | |
| MECHANICAL TECHNOLOGY INC NEW | 04/17/2020 | 06/10/2020 | No | |
| MEDIFAST INC | 04/16/2020 | 06/15/2020 | Yes | |
| NEBULA ACQUISITION CORPORATION - CLASS A | 05/13/2020 | 06/09/2020 | No | |
| NEBULA ACQUISITION CORPORATION -WARRANTS | 05/13/2020 | 06/09/2020 | No | |
| NEOS THERAPEUTICS INC | 04/13/2020 | 06/10/2020 | Yes | |
| NEWTEK BUSINESS SERVICES CORP | 04/29/2020 | 06/12/2020 | No | |
| OPIANT PHARMACEUTICALS INC | 04/15/2020 | 06/15/2020 | Yes | |
| PERFORMANT FINANCIAL CORPORATION | 05/14/2020 | 07/13/2020 | Yes | |
| PLURISTEM THERAPEUTICS INC(NEW) | 05/07/2020 | 06/29/2020 | Yes | |
| PORTOLA PHARMACEUTICALS INC | 04/17/2020 | 06/12/2020 | Yes | |
| PROSIGHT GLOBAL INC | 04/28/2020 | 06/17/2020 | Yes | |
| SINCLAIR BROADCAST GROUP INC CL A | 03/13/2020 | 06/04/2020 | No | |
| SMARTSHEET INC CLASS A | 04/20/2020 | 06/17/2020 | Yes | |
| THE RUBICON PROJECT INC | 05/14/2020 | 07/08/2020 | Yes | |
| Y-MABS THERAPEUTICS INC | 04/17/2020 | 06/11/2020 | Yes | |
| ZION OIL & GAS INC | 04/13/2020 | 06/10/2020 | Yes | |
| ZYNERBA PHARMACEUTICALS INC | 04/14/2020 | 06/10/2020 | Yes | |