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  • (The most recent proxy materials provided to AST are listed here. A proxy card is provided for viewing between the record date and meeting date of the corporation's meeting.)
CoNameOrder Company Name Company Name Record Date Meeting Date
03/29/2019 06/06/2019
03/18/2019 05/15/2019
03/15/2019 05/10/2019
401K - PRINCIPAL 98064, 401K - PRINCIPAL 98064, 401K - PRINCIPAL 02/25/2019 04/23/2019
AERPIO PHARMACEUTICALS INC 21404, AERPIO PHARMACEUTICALS INC 21404, AERPIO PHARMACEUTICALS INC 04/22/2019 06/18/2019
AMGEN INC. 00205, AMGEN INC. 00205, AMGEN INC. 03/22/2019 05/21/2019
ARDELYX INC 19476, ARDELYX INC 19476, ARDELYX INC 04/18/2019 06/13/2019
ARTISAN PARTNERS ASSET MANAGEMENT INC 18158, ARTISAN PARTNERS ASSET MANAGEMENT INC 18158, ARTISAN PARTNERS ASSET MANAGEMENT INC 03/27/2019 05/21/2019
ARTISAN PARTNERS ASSET MGMT INC CL C 18160, ARTISAN PARTNERS ASSET MGMT INC CL C 18160, ARTISAN PARTNERS ASSET MGMT INC CL C 03/27/2019 05/21/2019
AVIDBANK HOLDINGS INC 19956, AVIDBANK HOLDINGS INC 19956, AVIDBANK HOLDINGS INC 03/25/2019 05/21/2019
BERRY PETROLEUM CORPORATION COMMON STOCK 21350, BERRY PETROLEUM CORPORATION COMMON STOCK 21350, BERRY PETROLEUM CORPORATION COMMON STOCK 03/18/2019 05/14/2019
BG STAFFING INC 18599, BG STAFFING INC 18599, BG STAFFING INC 06/10/2019 07/31/2019
BIOTELEMETRY INC 15810, BIOTELEMETRY INC 15810, BIOTELEMETRY INC 03/11/2019 05/02/2019
BIOXCEL THERAPEUTICS INC 22065, BIOXCEL THERAPEUTICS INC 22065, BIOXCEL THERAPEUTICS INC 03/29/2019 05/23/2019
BLACK STONE MINERALS LP - COMMON UNITS 20065, BLACK STONE MINERALS LP - COMMON UNITS 20065, BLACK STONE MINERALS LP - COMMON UNITS 04/18/2019 06/13/2019
BLACK STONE MINERALS LP - SUBORDINATED 20067, BLACK STONE MINERALS LP - SUBORDINATED 20067, BLACK STONE MINERALS LP - SUBORDINATED 04/18/2019 06/13/2019
BLACK STONE MINERALS LP SERIES B 21868, BLACK STONE MINERALS LP SERIES B 21868, BLACK STONE MINERALS LP SERIES B 04/18/2019 06/13/2019
BLACK STONE MINERALS UNVESTED RS 98177, BLACK STONE MINERALS UNVESTED RS 98177, BLACK STONE MINERALS UNVESTED RS 04/18/2019 06/13/2019
BRIGHTVIEW HOLDINGS INC 22221, BRIGHTVIEW HOLDINGS INC 22221, BRIGHTVIEW HOLDINGS INC 01/25/2019 03/26/2019
BURLINGTON STORES INC 18550, BURLINGTON STORES INC 18550, BURLINGTON STORES INC 03/28/2019 05/22/2019
BURLINGTON STORES INC RSP 18841, BURLINGTON STORES INC RSP 18841, BURLINGTON STORES INC RSP 03/28/2019 05/22/2019
BYLINE BANCORP INC 20632, BYLINE BANCORP INC 20632, BYLINE BANCORP INC 04/12/2019 06/07/2019
BYLINE BANCORP INC (NEW) 21536, BYLINE BANCORP INC (NEW) 21536, BYLINE BANCORP INC (NEW) 04/12/2019 06/07/2019
BYLINE BANCORP INC RSA 21835, BYLINE BANCORP INC RSA 21835, BYLINE BANCORP INC RSA 04/12/2019 06/07/2019
CALIFORNIA RESOURCES CORP (NEW) 20758, CALIFORNIA RESOURCES CORP (NEW) 20758, CALIFORNIA RESOURCES CORP (NEW) 03/11/2019 05/08/2019
CALITHERA BIOSCIENCES INC 19686, CALITHERA BIOSCIENCES INC 19686, CALITHERA BIOSCIENCES INC 04/01/2019 05/30/2019
CAPAC BANCORP INC 20990, CAPAC BANCORP INC 20990, CAPAC BANCORP INC 03/15/2019 05/10/2019
CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 12/06/2019 01/28/2020
CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 11/30/2018 01/22/2019
CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 12/06/2019 01/28/2020
CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 11/30/2018 01/22/2019
CARBON BLACK INC 22154, CARBON BLACK INC 22154, CARBON BLACK INC 04/18/2019 06/13/2019
CARBON BLACK INC RSP 22397, CARBON BLACK INC RSP 22397, CARBON BLACK INC RSP 04/18/2019 06/13/2019
CARDIONET INC OLD COMMON & PFD 15805, CARDIONET INC OLD COMMON & PFD 15805, CARDIONET INC OLD COMMON & PFD 03/11/2019 05/02/2019
CARMAX - ESPP 98680, CARMAX - ESPP 98680, CARMAX - ESPP 04/18/2019 06/25/2019
CARMAX INC 26159, CARMAX INC 26159, CARMAX INC 04/18/2019 06/25/2019
CARRIAGE SERVICES INC 08393, CARRIAGE SERVICES INC 08393, CARRIAGE SERVICES INC 03/22/2019 05/15/2019
CARRIAGE SERVICES RESTRICTED STK PLAN 15288, CARRIAGE SERVICES RESTRICTED STK PLAN 15288, CARRIAGE SERVICES RESTRICTED STK PLAN 03/22/2019 05/15/2019
CASCADE BANCORP (NEW) 16752, CASCADE BANCORP (NEW) 16752, CASCADE BANCORP (NEW) 03/01/2019 05/02/2019
CASCADE BANCORP (OLD) 13790, CASCADE BANCORP (OLD) 13790, CASCADE BANCORP (OLD) 03/01/2019 05/02/2019
CASTLIGHT HEALTH INC CLASS A COMMON 18867, CASTLIGHT HEALTH INC CLASS A COMMON 18867, CASTLIGHT HEALTH INC CLASS A COMMON 04/18/2019 06/05/2019
CASTLIGHT HEALTH INC CLASS B COMMON 18865, CASTLIGHT HEALTH INC CLASS B COMMON 18865, CASTLIGHT HEALTH INC CLASS B COMMON 04/18/2019 06/05/2019
CCFNB BANCORP 07477, CCFNB BANCORP 07477, CCFNB BANCORP 02/22/2019 04/23/2019
CCFNB BANCORP - ESPP 98765, CCFNB BANCORP - ESPP 98765, CCFNB BANCORP - ESPP 02/22/2019 04/23/2019
CCOM GROUP INC (NEW) 01228, CCOM GROUP INC (NEW) 01228, CCOM GROUP INC (NEW) 04/30/2019 06/25/2019
CCOM GROUP INC PFD (NEW) 01229, CCOM GROUP INC PFD (NEW) 01229, CCOM GROUP INC PFD (NEW) 04/30/2019 06/25/2019
CECO ENVIRONMENTAL CORP 01085, CECO ENVIRONMENTAL CORP 01085, CECO ENVIRONMENTAL CORP 04/08/2019 06/05/2019
CECO ENVIRONMENTAL CORPORATION ESPP 98785, CECO ENVIRONMENTAL CORPORATION ESPP 98785, CECO ENVIRONMENTAL CORPORATION ESPP 04/08/2019 06/05/2019
CECO ENVIRONMENTAL CORPORATION RETAINED 98171, CECO ENVIRONMENTAL CORPORATION RETAINED 98171, CECO ENVIRONMENTAL CORPORATION RETAINED 04/08/2019 06/05/2019
CENTERPOINTE INC 22355, CENTERPOINTE INC 22355, CENTERPOINTE INC 03/01/2019 05/02/2019
CHARLES & COLVARD LIMITED RSP 18334, CHARLES & COLVARD LIMITED RSP 18334, CHARLES & COLVARD LIMITED RSP 09/24/2019 11/21/2019
CHARLES & COLVARD LTD 25221, CHARLES & COLVARD LTD 25221, CHARLES & COLVARD LTD 09/24/2019 11/21/2019
CHEGG INC 18637, CHEGG INC 18637, CHEGG INC 04/08/2019 06/05/2019
CHOICE BANCORP INC 19045, CHOICE BANCORP INC 19045, CHOICE BANCORP INC 03/29/2019 06/06/2019
CIRCOR INTERNATIONAL INC 12660, CIRCOR INTERNATIONAL INC 12660, CIRCOR INTERNATIONAL INC 03/19/2019 05/09/2019
CITIZENS & NORTHERN CORP REST STOCK PLAN 15117, CITIZENS & NORTHERN CORP REST STOCK PLAN 15117, CITIZENS & NORTHERN CORP REST STOCK PLAN 02/01/2019 04/18/2019
CITIZENS & NORTHERN CORPORATION 11697, CITIZENS & NORTHERN CORPORATION 11697, CITIZENS & NORTHERN CORPORATION 02/01/2019 04/18/2019
CITY OFFICE REIT INC 18940, CITY OFFICE REIT INC 18940, CITY OFFICE REIT INC 03/01/2019 05/02/2019
COMMUNITY FINANCIAL SHARES INC COM 19070, COMMUNITY FINANCIAL SHARES INC COM 19070, COMMUNITY FINANCIAL SHARES INC COM 03/29/2019 05/23/2019
COMMUNITY HEALTHCARE TRUST INCORPORATED 20114, COMMUNITY HEALTHCARE TRUST INCORPORATED 20114, COMMUNITY HEALTHCARE TRUST INCORPORATED 03/15/2019 05/16/2019
COMSCORE INC 25890, COMSCORE INC 25890, COMSCORE INC 04/25/2019 06/10/2019
CONCHO RESOURCES INC 15517, CONCHO RESOURCES INC 15517, CONCHO RESOURCES INC 03/19/2019 05/16/2019
CONCHO RESOURCES INC REST STK PLAN 15708, CONCHO RESOURCES INC REST STK PLAN 15708, CONCHO RESOURCES INC REST STK PLAN 03/19/2019 05/16/2019
CONTROL4 CORPORATION 18463, CONTROL4 CORPORATION 18463, CONTROL4 CORPORATION 03/06/2019 04/30/2019
COVANTA CORP ML LTIP 98124, COVANTA CORP ML LTIP 98124, COVANTA CORP ML LTIP 03/14/2019 05/09/2019
COVANTA HOLDING CORPORATION 01602, COVANTA HOLDING CORPORATION 01602, COVANTA HOLDING CORPORATION 03/14/2019 05/09/2019
COVER-ALL TECHNOLOGIES INC 25212, COVER-ALL TECHNOLOGIES INC 25212, COVER-ALL TECHNOLOGIES INC 07/12/2019 09/09/2019
CRIMSON WINE GROUP LTD 18115, CRIMSON WINE GROUP LTD 18115, CRIMSON WINE GROUP LTD 05/28/2019 07/26/2019
CRYOLIFE INC RSP 20596, CRYOLIFE INC RSP 20596, CRYOLIFE INC RSP 03/06/2019 05/15/2019
CRYOLIFE INCORPORATED 01609, CRYOLIFE INCORPORATED 01609, CRYOLIFE INCORPORATED 03/06/2019 05/15/2019
CUBESMART 26114, CUBESMART 26114, CUBESMART 03/15/2019 05/14/2019
CUBESMART 401K 98012, CUBESMART 401K 98012, CUBESMART 401K 03/15/2019 05/14/2019
CUBESMART REST STK PLAN 26117, CUBESMART REST STK PLAN 26117, CUBESMART REST STK PLAN 03/15/2019 05/14/2019
DANAOS CORPORATION (NEW) 22777, DANAOS CORPORATION (NEW) 22777, DANAOS CORPORATION (NEW) 06/12/2019 08/02/2019
DELAVAN BANCSHARES 19875, DELAVAN BANCSHARES 19875, DELAVAN BANCSHARES 03/29/2019 05/23/2019
DENALI THERAPEUTICS INC 21888, DENALI THERAPEUTICS INC 21888, DENALI THERAPEUTICS INC 04/11/2019 05/30/2019
DENALI THERAPEUTICS INC- UNVESTED SHARES 21982, DENALI THERAPEUTICS INC- UNVESTED SHARES 21982, DENALI THERAPEUTICS INC- UNVESTED SHARES 04/11/2019 05/30/2019
DTF TAX FREE INCOME INC 14676, DTF TAX FREE INCOME INC 14676, DTF TAX FREE INCOME INC 01/14/2019 03/11/2019
ENTERCOM COMMUNICATION CORP - ESPP 98690, ENTERCOM COMMUNICATION CORP - ESPP 98690, ENTERCOM COMMUNICATION CORP - ESPP 03/22/2019 05/21/2019
ENTERCOM COMMUNICATIONS CORP 25234, ENTERCOM COMMUNICATIONS CORP 25234, ENTERCOM COMMUNICATIONS CORP 03/22/2019 05/21/2019
EPAM SYSTEMS INC 17464, EPAM SYSTEMS INC 17464, EPAM SYSTEMS INC 04/10/2019 06/05/2019
EPAM SYSTEMS INC RSP 17527, EPAM SYSTEMS INC RSP 17527, EPAM SYSTEMS INC RSP 04/10/2019 06/05/2019
EQUITRANS MIDSTREAM CORPORATION 22476, EQUITRANS MIDSTREAM CORPORATION 22476, EQUITRANS MIDSTREAM CORPORATION 04/12/2019 06/11/2019
EQUITY LIFESTYLE PROPERTIES - ESPP 98467, EQUITY LIFESTYLE PROPERTIES - ESPP 98467, EQUITY LIFESTYLE PROPERTIES - ESPP 02/20/2019 04/30/2019
EQUITY LIFESTYLE PROPERTIES - RSP 98080, EQUITY LIFESTYLE PROPERTIES - RSP 98080, EQUITY LIFESTYLE PROPERTIES - RSP 02/20/2019 04/30/2019
EQUITY LIFESTYLE PROPERTIES INC 26115, EQUITY LIFESTYLE PROPERTIES INC 26115, EQUITY LIFESTYLE PROPERTIES INC 02/20/2019 04/30/2019
EVOLENT HEALTH INC 20133, EVOLENT HEALTH INC 20133, EVOLENT HEALTH INC 04/16/2019 06/11/2019
EVOLENT HEALTH INC CLASS B 22378, EVOLENT HEALTH INC CLASS B 22378, EVOLENT HEALTH INC CLASS B 04/16/2019 06/11/2019
FATE THERAPEUTICS INC 18615, FATE THERAPEUTICS INC 18615, FATE THERAPEUTICS INC 03/06/2019 05/03/2019
FIREEYE INC 18620, FIREEYE INC 18620, FIREEYE INC 03/25/2019 05/23/2019
FIRST EVANSTON BANCORP INC COM 19147, FIRST EVANSTON BANCORP INC COM 19147, FIRST EVANSTON BANCORP INC COM 04/12/2019 06/07/2019
FIRST INTERSTATE BANCSYSTEM INC CL A 40019, FIRST INTERSTATE BANCSYSTEM INC CL A 40019, FIRST INTERSTATE BANCSYSTEM INC CL A 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC CL A RSA 16852, FIRST INTERSTATE BANCSYSTEM INC CL A RSA 16852, FIRST INTERSTATE BANCSYSTEM INC CL A RSA 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC CL B 40016, FIRST INTERSTATE BANCSYSTEM INC CL B 40016, FIRST INTERSTATE BANCSYSTEM INC CL B 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC PSA 18852, FIRST INTERSTATE BANCSYSTEM INC PSA 18852, FIRST INTERSTATE BANCSYSTEM INC PSA 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEMS INC 401K 98549, FIRST INTERSTATE BANCSYSTEMS INC 401K 98549, FIRST INTERSTATE BANCSYSTEMS INC 401K 03/01/2019 05/02/2019
FORUM ENERGY TECHNOLOGIES INC 17582, FORUM ENERGY TECHNOLOGIES INC 17582, FORUM ENERGY TECHNOLOGIES INC 03/20/2019 05/14/2019
FORUM ENERGY TECHNOLOGIES INC ESPP 98720, FORUM ENERGY TECHNOLOGIES INC ESPP 98720, FORUM ENERGY TECHNOLOGIES INC ESPP 03/20/2019 05/14/2019
FORUM ENERGY TECHNOLOGIES INC RSP 17609, FORUM ENERGY TECHNOLOGIES INC RSP 17609, FORUM ENERGY TECHNOLOGIES INC RSP 03/20/2019 05/14/2019
GOLDEN VALLEY BANK 19159, GOLDEN VALLEY BANK 19159, GOLDEN VALLEY BANK 02/11/2019 04/11/2019
GREAT ELM CAPITAL CORP 21105, GREAT ELM CAPITAL CORP 21105, GREAT ELM CAPITAL CORP 03/22/2019 05/08/2019
GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 12/10/2019 01/30/2020
GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 12/11/2018 01/31/2019
GRIFFON CORPORATION 03170, GRIFFON CORPORATION 03170, GRIFFON CORPORATION 12/10/2019 01/30/2020
GRIFFON CORPORATION 03170, GRIFFON CORPORATION 03170, GRIFFON CORPORATION 12/11/2018 01/31/2019
GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 12/10/2019 01/30/2020
GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 12/11/2018 01/31/2019
GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 12/10/2019 01/30/2020
GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 12/11/2018 01/31/2019
GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 12/10/2019 01/30/2020
GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 12/11/2018 01/31/2019
HC2 HOLDINGS INC COMMON 21109, HC2 HOLDINGS INC COMMON 21109, HC2 HOLDINGS INC COMMON 04/16/2019 06/13/2019
HC2 HOLDINGS INC RSP 21138, HC2 HOLDINGS INC RSP 21138, HC2 HOLDINGS INC RSP 04/16/2019 06/13/2019
HC2 HOLDINGS INC SERIES A CONV PARTICIP 21136, HC2 HOLDINGS INC SERIES A CONV PARTICIP 21136, HC2 HOLDINGS INC SERIES A CONV PARTICIP 04/16/2019 06/13/2019
HC2 HOLDINGS INC SERIES A-2 PFD 21110, HC2 HOLDINGS INC SERIES A-2 PFD 21110, HC2 HOLDINGS INC SERIES A-2 PFD 04/16/2019 06/13/2019
HOME FEDERAL BANCORP 18965, HOME FEDERAL BANCORP 18965, HOME FEDERAL BANCORP 03/01/2019 05/02/2019
HOME FEDERAL BANCORP (OLD) 18967, HOME FEDERAL BANCORP (OLD) 18967, HOME FEDERAL BANCORP (OLD) 03/01/2019 05/02/2019
HTG ESPP 98472, HTG ESPP 98472, HTG ESPP 06/17/2019 08/14/2019
HTG MANAGED SHARES 98534, HTG MANAGED SHARES 98534, HTG MANAGED SHARES 06/17/2019 08/14/2019
HTG MOLECULAR DIAGNOSTICS INC 20074, HTG MOLECULAR DIAGNOSTICS INC 20074, HTG MOLECULAR DIAGNOSTICS INC 06/17/2019 08/14/2019
IMPINJ INC 20867, IMPINJ INC 20867, IMPINJ INC 08/30/2019 10/23/2019
INDEPENDENCE REALTY MANAGES SHARES 98892, INDEPENDENCE REALTY MANAGES SHARES 98892, INDEPENDENCE REALTY MANAGES SHARES 03/20/2019 05/14/2019
INDEPENDENCE REALTY TRUST INC 18286, INDEPENDENCE REALTY TRUST INC 18286, INDEPENDENCE REALTY TRUST INC 03/20/2019 05/14/2019
INDEPENDENCE REALTY TRUST INC RSP 18833, INDEPENDENCE REALTY TRUST INC RSP 18833, INDEPENDENCE REALTY TRUST INC RSP 03/20/2019 05/14/2019
INTERPACE BIOSCIENCES INC (OLD) 21231, INTERPACE BIOSCIENCES INC (OLD) 21231, INTERPACE BIOSCIENCES INC (OLD) 08/19/2019 10/10/2019
INVITAE CORPORATION 19938, INVITAE CORPORATION 19938, INVITAE CORPORATION 04/15/2019 06/11/2019
IPIC ENTERTAINMENT INC - CLASS A COMMON 22001, IPIC ENTERTAINMENT INC - CLASS A COMMON 22001, IPIC ENTERTAINMENT INC - CLASS A COMMON 04/22/2019 06/21/2019
IPIC ENTERTAINMENT INC CLASS B COMMON 22002, IPIC ENTERTAINMENT INC CLASS B COMMON 22002, IPIC ENTERTAINMENT INC CLASS B COMMON 04/22/2019 06/21/2019
JEFFERIES FINANCIAL GROUP INC 08448, JEFFERIES FINANCIAL GROUP INC 08448, JEFFERIES FINANCIAL GROUP INC 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC EMPLOYEE 18480, JEFFERIES FINANCIAL GROUP INC EMPLOYEE 18480, JEFFERIES FINANCIAL GROUP INC EMPLOYEE 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP 18155, JEFFERIES FINANCIAL GROUP INC RSP 18155, JEFFERIES FINANCIAL GROUP INC RSP 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP 18156, JEFFERIES FINANCIAL GROUP INC RSP 18156, JEFFERIES FINANCIAL GROUP INC RSP 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP DIR 18980, JEFFERIES FINANCIAL GROUP INC RSP DIR 18980, JEFFERIES FINANCIAL GROUP INC RSP DIR 01/31/2019 03/28/2019
JEFFERIES GROUP INC 13816, JEFFERIES GROUP INC 13816, JEFFERIES GROUP INC 01/31/2019 03/28/2019
KADANT INC 11818, KADANT INC 11818, KADANT INC 03/18/2019 05/16/2019
LAS VEGAS SANDS CORP 13800, LAS VEGAS SANDS CORP 13800, LAS VEGAS SANDS CORP 03/18/2019 05/16/2019
LAS VEGAS SANDS CORP RSP 18110, LAS VEGAS SANDS CORP RSP 18110, LAS VEGAS SANDS CORP RSP 03/18/2019 05/16/2019
LIBERTY OILFIELD SERVICES INC - CLASS A 21952, LIBERTY OILFIELD SERVICES INC - CLASS A 21952, LIBERTY OILFIELD SERVICES INC - CLASS A 02/25/2019 04/23/2019
LIBERTY OILFIELD SERVICES INC - CLASS B 21953, LIBERTY OILFIELD SERVICES INC - CLASS B 21953, LIBERTY OILFIELD SERVICES INC - CLASS B 02/25/2019 04/23/2019
LIBERTY OILFIELD SERVICES INC RSP 22014, LIBERTY OILFIELD SERVICES INC RSP 22014, LIBERTY OILFIELD SERVICES INC RSP 02/25/2019 04/23/2019
LOGMEIN INC 16208, LOGMEIN INC 16208, LOGMEIN INC 04/10/2019 05/30/2019
MAJESCO 20143, MAJESCO 20143, MAJESCO 07/12/2019 09/09/2019
MAJESCO ESOP 98248, MAJESCO ESOP 98248, MAJESCO ESOP 07/12/2019 09/09/2019
MAJESCO ESPP 98150, MAJESCO ESPP 98150, MAJESCO ESPP 07/12/2019 09/09/2019
MARCUS & MILLICHAP ESPP AND LONG SHARES 98723, MARCUS & MILLICHAP ESPP AND LONG SHARES 98723, MARCUS & MILLICHAP ESPP AND LONG SHARES 03/07/2019 05/02/2019
MARCUS & MILLICHAP INC 18576, MARCUS & MILLICHAP INC 18576, MARCUS & MILLICHAP INC 03/07/2019 05/02/2019
MARCUS & MILLICHAP INC RES STOCK PLAN 18767, MARCUS & MILLICHAP INC RES STOCK PLAN 18767, MARCUS & MILLICHAP INC RES STOCK PLAN 03/07/2019 05/02/2019
MARCUS & MILLICHAP MANAGED SHARES 98049, MARCUS & MILLICHAP MANAGED SHARES 98049, MARCUS & MILLICHAP MANAGED SHARES 03/07/2019 05/02/2019
MARVELL TECHNOLOGY GROUP LTD 25269, MARVELL TECHNOLOGY GROUP LTD 25269, MARVELL TECHNOLOGY GROUP LTD 05/03/2019 06/28/2019
MEDALLION FINANCIAL 2018 EQUITY 22374, MEDALLION FINANCIAL 2018 EQUITY 22374, MEDALLION FINANCIAL 2018 EQUITY 04/15/2019 06/14/2019
MEDALLION FINANCIAL CORP 03654, MEDALLION FINANCIAL CORP 03654, MEDALLION FINANCIAL CORP 04/15/2019 06/14/2019
MEDALLION FINANCIAL CORP REST STK PLAN 16979, MEDALLION FINANCIAL CORP REST STK PLAN 16979, MEDALLION FINANCIAL CORP REST STK PLAN 04/15/2019 06/14/2019
MEDIFAST INC 08676, MEDIFAST INC 08676, MEDIFAST INC 04/15/2019 06/12/2019
MEDIFAST INC RSP 19513, MEDIFAST INC RSP 19513, MEDIFAST INC RSP 04/15/2019 06/12/2019
MERIX CORP 20124, MERIX CORP 20124, MERIX CORP 03/11/2019 05/08/2019
MET-PRO CORPORATION 02669, MET-PRO CORPORATION 02669, MET-PRO CORPORATION 04/08/2019 06/05/2019
MODEL N INC 18179, MODEL N INC 18179, MODEL N INC 12/17/2019 02/14/2020
MODEL N INC 18179, MODEL N INC 18179, MODEL N INC 12/18/2018 02/15/2019
MOHAWK INDUSTRIES INC 25156, MOHAWK INDUSTRIES INC 25156, MOHAWK INDUSTRIES INC 03/28/2019 05/23/2019
MOHAWK INDUSTRIES INC 401K PLAN 98721, MOHAWK INDUSTRIES INC 401K PLAN 98721, MOHAWK INDUSTRIES INC 401K PLAN 03/28/2019 05/23/2019
MOHAWK INDUSTRIES INC 401K PLAN II 98882, MOHAWK INDUSTRIES INC 401K PLAN II 98882, MOHAWK INDUSTRIES INC 401K PLAN II 03/28/2019 05/23/2019
MOODY'S CORPORATION 26180, MOODY'S CORPORATION 26180, MOODY'S CORPORATION 02/22/2019 04/16/2019
MOUNTAIN WEST FINANCIAL CORP (FINAL) 19560, MOUNTAIN WEST FINANCIAL CORP (FINAL) 19560, MOUNTAIN WEST FINANCIAL CORP (FINAL) 03/01/2019 05/02/2019
NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 01/10/2020 03/04/2020
NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 01/11/2019 03/06/2019
NEONODE INC (NEW) 22427, NEONODE INC (NEW) 22427, NEONODE INC (NEW) 04/10/2019 06/05/2019
NEONODE INC (OLD OLD) 15311, NEONODE INC (OLD OLD) 15311, NEONODE INC (OLD OLD) 04/10/2019 06/05/2019
NEONODE OLD 15525, NEONODE OLD 15525, NEONODE OLD 04/10/2019 06/05/2019
NEOPHOTONICS CORPORATION 16875, NEOPHOTONICS CORPORATION 16875, NEOPHOTONICS CORPORATION 04/10/2019 06/04/2019
NEOS THERAPEUTICS INC 20231, NEOS THERAPEUTICS INC 20231, NEOS THERAPEUTICS INC 04/23/2019 06/13/2019
NEURALSTEM INC 14613, NEURALSTEM INC 14613, NEURALSTEM INC 04/26/2019 06/12/2019
NEURALSTEM INC (OLD) 21246, NEURALSTEM INC (OLD) 21246, NEURALSTEM INC (OLD) 04/26/2019 06/12/2019
NEURONETICS INC 22262, NEURONETICS INC 22262, NEURONETICS INC 04/01/2019 05/28/2019
NORTHWEST BANCORPORATION INC 22346, NORTHWEST BANCORPORATION INC 22346, NORTHWEST BANCORPORATION INC 03/01/2019 05/02/2019
OBALON THERAPEUTICS INC (OLD) 21066, OBALON THERAPEUTICS INC (OLD) 21066, OBALON THERAPEUTICS INC (OLD) 06/06/2019 07/23/2019
OBALON THERAPEUTICS UNVESTED RSA 98754, OBALON THERAPEUTICS UNVESTED RSA 98754, OBALON THERAPEUTICS UNVESTED RSA 06/13/2019 07/23/2019
OCULAR SCIENCES INC 04799, OCULAR SCIENCES INC 04799, OCULAR SCIENCES INC 01/22/2019 03/18/2019
OPIANT PHARMACEUTICALS INC 21992, OPIANT PHARMACEUTICALS INC 21992, OPIANT PHARMACEUTICALS INC 04/15/2019 06/12/2019
ORACLE CORPORATION 17983, ORACLE CORPORATION 17983, ORACLE CORPORATION 09/20/2019 11/19/2019
PCSB FINANCIAL CORPORATION 21339, PCSB FINANCIAL CORPORATION 21339, PCSB FINANCIAL CORPORATION 08/23/2019 10/23/2019
PCSB FINANCIAL CORPORATION RSP 22480, PCSB FINANCIAL CORPORATION RSP 22480, PCSB FINANCIAL CORPORATION RSP 08/23/2019 10/23/2019
PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 14834, PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 14834, PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 04/15/2019 06/13/2019
PLURISTEM THERAPEUTICS INC (OLD) 15665, PLURISTEM THERAPEUTICS INC (OLD) 15665, PLURISTEM THERAPEUTICS INC (OLD) 04/15/2019 06/13/2019
PMFG INC 20256, PMFG INC 20256, PMFG INC 04/08/2019 06/05/2019
PMFG INC RSP VTG 20257, PMFG INC RSP VTG 20257, PMFG INC RSP VTG 04/08/2019 06/05/2019
PORTOLA PHARMACEUTICALS INC 18320, PORTOLA PHARMACEUTICALS INC 18320, PORTOLA PHARMACEUTICALS INC 04/17/2019 06/13/2019
PRIME PACIFIC FINANCIAL SERVICES INC 20888, PRIME PACIFIC FINANCIAL SERVICES INC 20888, PRIME PACIFIC FINANCIAL SERVICES INC 03/01/2019 05/02/2019
QUOTIENT TECHNOLOGY INC 18720, QUOTIENT TECHNOLOGY INC 18720, QUOTIENT TECHNOLOGY INC 04/12/2019 06/03/2019
REXFORD INDUSTRIAL REALTY INC COMMON 18440, REXFORD INDUSTRIAL REALTY INC COMMON 18440, REXFORD INDUSTRIAL REALTY INC COMMON 04/04/2019 05/28/2019
REXFORD INDUSTRIAL REALTY INC RSP 18450, REXFORD INDUSTRIAL REALTY INC RSP 18450, REXFORD INDUSTRIAL REALTY INC RSP 04/04/2019 05/28/2019
REXNORD CORPORATION 17558, REXNORD CORPORATION 17558, REXNORD CORPORATION 05/28/2019 07/25/2019
REXNORD CORPORATION - 401K PROXY FILE 98881, REXNORD CORPORATION - 401K PROXY FILE 98881, REXNORD CORPORATION - 401K PROXY FILE 05/28/2019 07/25/2019
RICEBRAN TECHNOLOGIES (NEW) 18632, RICEBRAN TECHNOLOGIES (NEW) 18632, RICEBRAN TECHNOLOGIES (NEW) 04/22/2019 06/19/2019
RICEBRAN TECHNOLOGIES (OLD) 14360, RICEBRAN TECHNOLOGIES (OLD) 14360, RICEBRAN TECHNOLOGIES (OLD) 04/22/2019 06/19/2019
RSC HOLDINGS INC 17597, RSC HOLDINGS INC 17597, RSC HOLDINGS INC 03/11/2019 05/08/2019
RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 03/18/2019 05/15/2019
SBE INC OLD 11837, SBE INC OLD 11837, SBE INC OLD 04/10/2019 06/05/2019
SCYNEXIS INC 18891, SCYNEXIS INC 18891, SCYNEXIS INC 04/23/2019 06/18/2019
SEMPRA ENERGY 25955, SEMPRA ENERGY 25955, SEMPRA ENERGY 03/14/2019 05/09/2019
SINCLAIR BROADCAST GROUP - 401K 98468, SINCLAIR BROADCAST GROUP - 401K 98468, SINCLAIR BROADCAST GROUP - 401K 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP INC CL A 26141, SINCLAIR BROADCAST GROUP INC CL A 26141, SINCLAIR BROADCAST GROUP INC CL A 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP INC CL B 26143, SINCLAIR BROADCAST GROUP INC CL B 26143, SINCLAIR BROADCAST GROUP INC CL B 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP REST STK PLAN 26153, SINCLAIR BROADCAST GROUP REST STK PLAN 26153, SINCLAIR BROADCAST GROUP REST STK PLAN 03/15/2019 06/06/2019
SKYWORKS SOLUTIONS INC 08151, SKYWORKS SOLUTIONS INC 08151, SKYWORKS SOLUTIONS INC 03/14/2019 05/08/2019
SMARTSAND INC 21117, SMARTSAND INC 21117, SMARTSAND INC 04/25/2019 06/18/2019
SMARTSAND UNVESTED RS PROXY 98138, SMARTSAND UNVESTED RS PROXY 98138, SMARTSAND UNVESTED RS PROXY 04/25/2019 06/18/2019
SMARTSHEET INC CLASS A 22139, SMARTSHEET INC CLASS A 22139, SMARTSHEET INC CLASS A 04/15/2019 06/12/2019
SMARTSHEET INC CLASS B 22153, SMARTSHEET INC CLASS B 22153, SMARTSHEET INC CLASS B 04/15/2019 06/12/2019
SOLENO THERAPEUTICS INC (NEW) 21758, SOLENO THERAPEUTICS INC (NEW) 21758, SOLENO THERAPEUTICS INC (NEW) 04/16/2019 06/10/2019
SONIC AUTOMOTIVE CLASS B 98067, SONIC AUTOMOTIVE CLASS B 98067, SONIC AUTOMOTIVE CLASS B 02/28/2019 04/24/2019
SONIC AUTOMOTIVE INC 25510, SONIC AUTOMOTIVE INC 25510, SONIC AUTOMOTIVE INC 02/28/2019 04/24/2019
SUNRUN INC 20268, SUNRUN INC 20268, SUNRUN INC 04/08/2019 06/07/2019
SUTRO BIOPHARMA INC 22426, SUTRO BIOPHARMA INC 22426, SUTRO BIOPHARMA INC 04/16/2019 06/07/2019
TABULA RASA HEALTHCARE INC 21034, TABULA RASA HEALTHCARE INC 21034, TABULA RASA HEALTHCARE INC 04/23/2019 06/14/2019
TABULA RASA HEALTHCARE INC MANAGED SHARE 98891, TABULA RASA HEALTHCARE INC MANAGED SHARE 98891, TABULA RASA HEALTHCARE INC MANAGED SHARE 04/23/2019 06/14/2019
TABULA RASA HEALTHCARE INC REST PLAN 98879, TABULA RASA HEALTHCARE INC REST PLAN 98879, TABULA RASA HEALTHCARE INC REST PLAN 04/23/2019 06/14/2019
TANDEM DIABETES 98417, TANDEM DIABETES 98417, TANDEM DIABETES 03/28/2019 06/18/2019
TANDEM DIABETES CARE INC (NEW) 21769, TANDEM DIABETES CARE INC (NEW) 21769, TANDEM DIABETES CARE INC (NEW) 03/28/2019 06/18/2019
THE COOPER COMPANIES INC 01481, THE COOPER COMPANIES INC 01481, THE COOPER COMPANIES INC 01/22/2019 03/18/2019
THE COOPER COMPANIES INC (NEW) 07647, THE COOPER COMPANIES INC (NEW) 07647, THE COOPER COMPANIES INC (NEW) 01/22/2019 03/18/2019
THE HABIT RESTAURANTS INC 19786, THE HABIT RESTAURANTS INC 19786, THE HABIT RESTAURANTS INC 04/22/2019 06/19/2019
THE HABIT RESTAURANTS INC - CLASS B 19937, THE HABIT RESTAURANTS INC - CLASS B 19937, THE HABIT RESTAURANTS INC - CLASS B 04/22/2019 06/19/2019
THE RICEX COMPANY 08912, THE RICEX COMPANY 08912, THE RICEX COMPANY 04/22/2019 06/19/2019
THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 03/18/2019 05/15/2019
TRADE STREET RESIDENTIAL INC NEW 18070, TRADE STREET RESIDENTIAL INC NEW 18070, TRADE STREET RESIDENTIAL INC NEW 03/20/2019 05/14/2019
TRADE STREET RESIDENTIAL INC OLD 13819, TRADE STREET RESIDENTIAL INC OLD 13819, TRADE STREET RESIDENTIAL INC OLD 03/20/2019 05/14/2019
TRI POINTE GROUP INC 18094, TRI POINTE GROUP INC 18094, TRI POINTE GROUP INC 03/01/2019 04/30/2019
TRI POINTE HOMES MANAGED SHARES PLAN 98722, TRI POINTE HOMES MANAGED SHARES PLAN 98722, TRI POINTE HOMES MANAGED SHARES PLAN 03/01/2019 04/30/2019
TTM TECHNOLOGIES INC 40004, TTM TECHNOLOGIES INC 40004, TTM TECHNOLOGIES INC 03/11/2019 05/08/2019
UNITED RENTALS INC 06965, UNITED RENTALS INC 06965, UNITED RENTALS INC 03/11/2019 05/08/2019
US XPRESS ENTERPRISES INC 22219, US XPRESS ENTERPRISES INC 22219, US XPRESS ENTERPRISES INC 03/11/2019 05/09/2019
VALUE LINE INC 16745, VALUE LINE INC 16745, VALUE LINE INC 08/12/2019 10/07/2019
VECTOR GROUP LTD 03819, VECTOR GROUP LTD 03819, VECTOR GROUP LTD 03/04/2019 05/02/2019
VIASYSTEMS GROUP INC 20116, VIASYSTEMS GROUP INC 20116, VIASYSTEMS GROUP INC 03/11/2019 05/08/2019
VIKING THERAPEUTICS INC 20061, VIKING THERAPEUTICS INC 20061, VIKING THERAPEUTICS INC 04/01/2019 05/23/2019
VIRGINIA NATIONAL BANKSHARES CORPORATION 11796, VIRGINIA NATIONAL BANKSHARES CORPORATION 11796, VIRGINIA NATIONAL BANKSHARES CORPORATION 04/22/2019 06/14/2019
WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 19452, WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 19452, WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORP/TOWN BANKSHARES 19429, WINTRUST FINANCIAL CORP/TOWN BANKSHARES 19429, WINTRUST FINANCIAL CORP/TOWN BANKSHARES 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION 401K 98802, WINTRUST FINANCIAL CORPORATION 401K 98802, WINTRUST FINANCIAL CORPORATION 401K 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION COM 19453, WINTRUST FINANCIAL CORPORATION COM 19453, WINTRUST FINANCIAL CORPORATION COM 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION EPS 98327, WINTRUST FINANCIAL CORPORATION EPS 98327, WINTRUST FINANCIAL CORPORATION EPS 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION ESPP 98800, WINTRUST FINANCIAL CORPORATION ESPP 98800, WINTRUST FINANCIAL CORPORATION ESPP 03/29/2019 05/23/2019
WINTRUST FINANCIAL FIRST LANSING BANCO 19446, WINTRUST FINANCIAL FIRST LANSING BANCO 19446, WINTRUST FINANCIAL FIRST LANSING BANCO 03/29/2019 05/23/2019
ZYNERBA PHARMACEUTICALS INC 20275, ZYNERBA PHARMACEUTICALS INC 20275, ZYNERBA PHARMACEUTICALS INC 04/15/2019 06/11/2019
ZYNERBA PHARMACEUTICALS INC UNVESTED STK 20284, ZYNERBA PHARMACEUTICALS INC UNVESTED STK 20284, ZYNERBA PHARMACEUTICALS INC UNVESTED STK 04/15/2019 06/11/2019
ZYNGA INC 17382, ZYNGA INC 17382, ZYNGA INC 03/18/2019 05/07/2019
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