Shareholder Central

Request Paper Copies of Materials

  Request a Paper Copy of Proxy Materials
  • In accordance with the new Notice and Access specifications. if you received a Notice of Availability of Proxy Materials. you may request a had copy of these materials at no cost This page lists those AST clients for whom AST provides fulfillment services. You may request a paper copy of the most recent proxy materials for the companies listed below by clicking on the client name.
  • To access the available proxy materials. please select the desired company from the list below. or use the alphabetical index to easily find a company.
  • If review of the information provided here does not answer a particular question or concern that you may have please do not hesitate to contact our Shareholder Services Department via any of the means listed on the "Contact us" page (accessible from the footer).
  • (The most recent proxy materials provided to AST are listed here. A proxy card is provided for viewing between the record date and meeting date of the corporation's meeting.)
CoNameOrder Company Name Company Name Record Date Meeting Date
03/15/2019 05/10/2019
09/20/2018 11/14/2018
401K - PRINCIPAL 98064, 401K - PRINCIPAL 98064, 401K - PRINCIPAL 02/25/2019 04/23/2019
A-MARK PRECIOUS METALS INC 18803, A-MARK PRECIOUS METALS INC 18803, A-MARK PRECIOUS METALS INC 09/12/2018 10/30/2018
AERPIO PHARMACEUTICALS INC 21404, AERPIO PHARMACEUTICALS INC 21404, AERPIO PHARMACEUTICALS INC 04/22/2019 06/18/2019
AMGEN INC. 00205, AMGEN INC. 00205, AMGEN INC. 03/22/2019 05/21/2019
ARDELYX INC 19476, ARDELYX INC 19476, ARDELYX INC 04/18/2019 06/13/2019
ARTISAN PARTNERS ASSET MANAGEMENT INC 18158, ARTISAN PARTNERS ASSET MANAGEMENT INC 18158, ARTISAN PARTNERS ASSET MANAGEMENT INC 03/27/2019 05/21/2019
ARTISAN PARTNERS ASSET MGMT INC CL C 18160, ARTISAN PARTNERS ASSET MGMT INC CL C 18160, ARTISAN PARTNERS ASSET MGMT INC CL C 03/27/2019 05/21/2019
AVIDBANK HOLDINGS INC 19956, AVIDBANK HOLDINGS INC 19956, AVIDBANK HOLDINGS INC 03/25/2019 05/21/2019
BERRY PETROLEUM CORPORATION COMMON STOCK 21350, BERRY PETROLEUM CORPORATION COMMON STOCK 21350, BERRY PETROLEUM CORPORATION COMMON STOCK 03/18/2019 05/14/2019
BG STAFFING INC 18599, BG STAFFING INC 18599, BG STAFFING INC 06/10/2019 07/31/2019
BIOTELEMETRY INC 15810, BIOTELEMETRY INC 15810, BIOTELEMETRY INC 03/11/2019 05/02/2019
BIOXCEL THERAPEUTICS INC 22065, BIOXCEL THERAPEUTICS INC 22065, BIOXCEL THERAPEUTICS INC 03/29/2019 05/23/2019
BLACK STONE MINERALS LP - COMMON UNITS 20065, BLACK STONE MINERALS LP - COMMON UNITS 20065, BLACK STONE MINERALS LP - COMMON UNITS 04/18/2019 06/13/2019
BLACK STONE MINERALS LP - SUBORDINATED 20067, BLACK STONE MINERALS LP - SUBORDINATED 20067, BLACK STONE MINERALS LP - SUBORDINATED 04/18/2019 06/13/2019
BLACK STONE MINERALS LP SERIES B 21868, BLACK STONE MINERALS LP SERIES B 21868, BLACK STONE MINERALS LP SERIES B 04/18/2019 06/13/2019
BLACK STONE MINERALS UNVESTED RS 98177, BLACK STONE MINERALS UNVESTED RS 98177, BLACK STONE MINERALS UNVESTED RS 04/18/2019 06/13/2019
BRIGHTVIEW HOLDINGS INC 22221, BRIGHTVIEW HOLDINGS INC 22221, BRIGHTVIEW HOLDINGS INC 01/25/2019 03/26/2019
BURLINGTON STORES INC 18550, BURLINGTON STORES INC 18550, BURLINGTON STORES INC 03/28/2019 05/22/2019
BURLINGTON STORES INC RSP 18841, BURLINGTON STORES INC RSP 18841, BURLINGTON STORES INC RSP 03/28/2019 05/22/2019
BYLINE BANCORP INC 20632, BYLINE BANCORP INC 20632, BYLINE BANCORP INC 04/12/2019 06/07/2019
BYLINE BANCORP INC (NEW) 21536, BYLINE BANCORP INC (NEW) 21536, BYLINE BANCORP INC (NEW) 04/12/2019 06/07/2019
BYLINE BANCORP INC RSA 21835, BYLINE BANCORP INC RSA 21835, BYLINE BANCORP INC RSA 04/12/2019 06/07/2019
CALIFORNIA RESOURCES CORP (NEW) 20758, CALIFORNIA RESOURCES CORP (NEW) 20758, CALIFORNIA RESOURCES CORP (NEW) 03/11/2019 05/08/2019
CALITHERA BIOSCIENCES INC 19686, CALITHERA BIOSCIENCES INC 19686, CALITHERA BIOSCIENCES INC 04/01/2019 05/30/2019
CAPAC BANCORP INC 20990, CAPAC BANCORP INC 20990, CAPAC BANCORP INC 03/15/2019 05/10/2019
CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 16796, CAPITOL FEDERAL FINANCIAL INC. 11/30/2018 01/22/2019
CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 02624, CAPITOL FEDERAL FINANCIAL OLD 11/30/2018 01/22/2019
CARBON BLACK INC 22154, CARBON BLACK INC 22154, CARBON BLACK INC 04/18/2019 06/13/2019
CARBON BLACK INC RSP 22397, CARBON BLACK INC RSP 22397, CARBON BLACK INC RSP 04/18/2019 06/13/2019
CARDIONET INC OLD COMMON & PFD 15805, CARDIONET INC OLD COMMON & PFD 15805, CARDIONET INC OLD COMMON & PFD 03/11/2019 05/02/2019
CARMAX - ESPP 98680, CARMAX - ESPP 98680, CARMAX - ESPP 04/18/2019 06/25/2019
CARMAX INC 26159, CARMAX INC 26159, CARMAX INC 04/18/2019 06/25/2019
CARRIAGE SERVICES INC 08393, CARRIAGE SERVICES INC 08393, CARRIAGE SERVICES INC 03/22/2019 05/15/2019
CARRIAGE SERVICES RESTRICTED STK PLAN 15288, CARRIAGE SERVICES RESTRICTED STK PLAN 15288, CARRIAGE SERVICES RESTRICTED STK PLAN 03/22/2019 05/15/2019
CASCADE BANCORP (NEW) 16752, CASCADE BANCORP (NEW) 16752, CASCADE BANCORP (NEW) 03/01/2019 05/02/2019
CASCADE BANCORP (OLD) 13790, CASCADE BANCORP (OLD) 13790, CASCADE BANCORP (OLD) 03/01/2019 05/02/2019
CASTLIGHT HEALTH INC CLASS A COMMON 18867, CASTLIGHT HEALTH INC CLASS A COMMON 18867, CASTLIGHT HEALTH INC CLASS A COMMON 04/18/2019 06/05/2019
CASTLIGHT HEALTH INC CLASS B COMMON 18865, CASTLIGHT HEALTH INC CLASS B COMMON 18865, CASTLIGHT HEALTH INC CLASS B COMMON 04/18/2019 06/05/2019
CCFNB BANCORP 07477, CCFNB BANCORP 07477, CCFNB BANCORP 02/22/2019 04/23/2019
CCFNB BANCORP - ESPP 98765, CCFNB BANCORP - ESPP 98765, CCFNB BANCORP - ESPP 02/22/2019 04/23/2019
CCOM GROUP INC (NEW) 01228, CCOM GROUP INC (NEW) 01228, CCOM GROUP INC (NEW) 04/30/2019 06/25/2019
CCOM GROUP INC PFD (NEW) 01229, CCOM GROUP INC PFD (NEW) 01229, CCOM GROUP INC PFD (NEW) 04/30/2019 06/25/2019
CECO ENVIRONMENTAL CORP 01085, CECO ENVIRONMENTAL CORP 01085, CECO ENVIRONMENTAL CORP 04/08/2019 06/05/2019
CECO ENVIRONMENTAL CORPORATION ESPP 98785, CECO ENVIRONMENTAL CORPORATION ESPP 98785, CECO ENVIRONMENTAL CORPORATION ESPP 04/08/2019 06/05/2019
CECO ENVIRONMENTAL CORPORATION RETAINED 98171, CECO ENVIRONMENTAL CORPORATION RETAINED 98171, CECO ENVIRONMENTAL CORPORATION RETAINED 04/08/2019 06/05/2019
CENTERPOINTE INC 22355, CENTERPOINTE INC 22355, CENTERPOINTE INC 03/01/2019 05/02/2019
CHARLES & COLVARD LIMITED RSP 18334, CHARLES & COLVARD LIMITED RSP 18334, CHARLES & COLVARD LIMITED RSP 09/24/2019 11/21/2019
CHARLES & COLVARD LTD 25221, CHARLES & COLVARD LTD 25221, CHARLES & COLVARD LTD 09/24/2019 11/21/2019
CHEGG INC 18637, CHEGG INC 18637, CHEGG INC 04/08/2019 06/05/2019
CHOICE BANCORP INC 19045, CHOICE BANCORP INC 19045, CHOICE BANCORP INC 03/29/2019 06/06/2019
CHOICE BANCORP INC NEW COMMON 19047, CHOICE BANCORP INC NEW COMMON 19047, CHOICE BANCORP INC NEW COMMON 03/29/2019 06/06/2019
CIRCOR INTERNATIONAL INC 12660, CIRCOR INTERNATIONAL INC 12660, CIRCOR INTERNATIONAL INC 03/19/2019 05/09/2019
CITIZENS & NORTHERN CORP REST STOCK PLAN 15117, CITIZENS & NORTHERN CORP REST STOCK PLAN 15117, CITIZENS & NORTHERN CORP REST STOCK PLAN 02/01/2019 04/18/2019
CITIZENS & NORTHERN CORPORATION 11697, CITIZENS & NORTHERN CORPORATION 11697, CITIZENS & NORTHERN CORPORATION 02/01/2019 04/18/2019
CITY OFFICE REIT INC 18940, CITY OFFICE REIT INC 18940, CITY OFFICE REIT INC 03/01/2019 05/02/2019
COMMUNITY FINANCIAL SHARES INC COM 19070, COMMUNITY FINANCIAL SHARES INC COM 19070, COMMUNITY FINANCIAL SHARES INC COM 03/29/2019 05/23/2019
COMMUNITY HEALTHCARE TRUST INCORPORATED 20114, COMMUNITY HEALTHCARE TRUST INCORPORATED 20114, COMMUNITY HEALTHCARE TRUST INCORPORATED 03/15/2019 05/16/2019
COMSCORE INC 25890, COMSCORE INC 25890, COMSCORE INC 04/25/2019 06/10/2019
CONCHO RESOURCES INC 15517, CONCHO RESOURCES INC 15517, CONCHO RESOURCES INC 03/19/2019 05/16/2019
CONCHO RESOURCES INC REST STK PLAN 15708, CONCHO RESOURCES INC REST STK PLAN 15708, CONCHO RESOURCES INC REST STK PLAN 03/19/2019 05/16/2019
CONTROL4 CORPORATION 18463, CONTROL4 CORPORATION 18463, CONTROL4 CORPORATION 03/06/2019 04/30/2019
COVANTA CORP ML LTIP 98124, COVANTA CORP ML LTIP 98124, COVANTA CORP ML LTIP 03/14/2019 05/09/2019
COVANTA HOLDING CORPORATION 01602, COVANTA HOLDING CORPORATION 01602, COVANTA HOLDING CORPORATION 03/14/2019 05/09/2019
COVER-ALL TECHNOLOGIES INC 25212, COVER-ALL TECHNOLOGIES INC 25212, COVER-ALL TECHNOLOGIES INC 07/12/2019 09/09/2019
CRIMSON WINE GROUP LTD 18115, CRIMSON WINE GROUP LTD 18115, CRIMSON WINE GROUP LTD 05/28/2019 07/26/2019
CRYOLIFE INC RSP 20596, CRYOLIFE INC RSP 20596, CRYOLIFE INC RSP 03/06/2019 05/15/2019
CRYOLIFE INCORPORATED 01609, CRYOLIFE INCORPORATED 01609, CRYOLIFE INCORPORATED 03/06/2019 05/15/2019
CUBESMART 26114, CUBESMART 26114, CUBESMART 03/15/2019 05/14/2019
CUBESMART 401K 98012, CUBESMART 401K 98012, CUBESMART 401K 03/15/2019 05/14/2019
CUBESMART REST STK PLAN 26117, CUBESMART REST STK PLAN 26117, CUBESMART REST STK PLAN 03/15/2019 05/14/2019
DANAOS CORPORATION (NEW) 22777, DANAOS CORPORATION (NEW) 22777, DANAOS CORPORATION (NEW) 06/12/2019 08/02/2019
DELAVAN BANCSHARES 19875, DELAVAN BANCSHARES 19875, DELAVAN BANCSHARES 03/29/2019 05/23/2019
DENALI THERAPEUTICS INC 21888, DENALI THERAPEUTICS INC 21888, DENALI THERAPEUTICS INC 04/11/2019 05/30/2019
DENALI THERAPEUTICS INC- UNVESTED SHARES 21982, DENALI THERAPEUTICS INC- UNVESTED SHARES 21982, DENALI THERAPEUTICS INC- UNVESTED SHARES 04/11/2019 05/30/2019
DTF TAX FREE INCOME INC 14676, DTF TAX FREE INCOME INC 14676, DTF TAX FREE INCOME INC 01/14/2019 03/11/2019
ENTERCOM COMMUNICATION CORP - ESPP 98690, ENTERCOM COMMUNICATION CORP - ESPP 98690, ENTERCOM COMMUNICATION CORP - ESPP 03/22/2019 05/21/2019
ENTERCOM COMMUNICATIONS CORP 25234, ENTERCOM COMMUNICATIONS CORP 25234, ENTERCOM COMMUNICATIONS CORP 03/22/2019 05/21/2019
EPAM SYSTEMS INC 17464, EPAM SYSTEMS INC 17464, EPAM SYSTEMS INC 04/10/2019 06/05/2019
EPAM SYSTEMS INC RSP 17527, EPAM SYSTEMS INC RSP 17527, EPAM SYSTEMS INC RSP 04/10/2019 06/05/2019
EQUITRANS MIDSTREAM CORPORATION 22476, EQUITRANS MIDSTREAM CORPORATION 22476, EQUITRANS MIDSTREAM CORPORATION 04/12/2019 06/11/2019
EQUITY LIFESTYLE PROPERTIES - ESPP 98467, EQUITY LIFESTYLE PROPERTIES - ESPP 98467, EQUITY LIFESTYLE PROPERTIES - ESPP 02/20/2019 04/30/2019
EQUITY LIFESTYLE PROPERTIES - RSP 98080, EQUITY LIFESTYLE PROPERTIES - RSP 98080, EQUITY LIFESTYLE PROPERTIES - RSP 02/20/2019 04/30/2019
EQUITY LIFESTYLE PROPERTIES INC 26115, EQUITY LIFESTYLE PROPERTIES INC 26115, EQUITY LIFESTYLE PROPERTIES INC 02/20/2019 04/30/2019
EVOLENT HEALTH INC 20133, EVOLENT HEALTH INC 20133, EVOLENT HEALTH INC 04/16/2019 06/11/2019
EVOLENT HEALTH INC CLASS B 22378, EVOLENT HEALTH INC CLASS B 22378, EVOLENT HEALTH INC CLASS B 04/16/2019 06/11/2019
FATE THERAPEUTICS INC 18615, FATE THERAPEUTICS INC 18615, FATE THERAPEUTICS INC 03/06/2019 05/03/2019
FIREEYE INC 18620, FIREEYE INC 18620, FIREEYE INC 03/25/2019 05/23/2019
FIRST EVANSTON BANCORP INC COM 19147, FIRST EVANSTON BANCORP INC COM 19147, FIRST EVANSTON BANCORP INC COM 04/12/2019 06/07/2019
FIRST INTERSTATE BANCSYSTEM INC CL A 40019, FIRST INTERSTATE BANCSYSTEM INC CL A 40019, FIRST INTERSTATE BANCSYSTEM INC CL A 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC CL A RSA 16852, FIRST INTERSTATE BANCSYSTEM INC CL A RSA 16852, FIRST INTERSTATE BANCSYSTEM INC CL A RSA 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC CL B 40016, FIRST INTERSTATE BANCSYSTEM INC CL B 40016, FIRST INTERSTATE BANCSYSTEM INC CL B 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEM INC PSA 18852, FIRST INTERSTATE BANCSYSTEM INC PSA 18852, FIRST INTERSTATE BANCSYSTEM INC PSA 03/01/2019 05/02/2019
FIRST INTERSTATE BANCSYSTEMS INC 401K 98549, FIRST INTERSTATE BANCSYSTEMS INC 401K 98549, FIRST INTERSTATE BANCSYSTEMS INC 401K 03/01/2019 05/02/2019
FORUM ENERGY TECHNOLOGIES INC 17582, FORUM ENERGY TECHNOLOGIES INC 17582, FORUM ENERGY TECHNOLOGIES INC 03/20/2019 05/14/2019
FORUM ENERGY TECHNOLOGIES INC ESPP 98720, FORUM ENERGY TECHNOLOGIES INC ESPP 98720, FORUM ENERGY TECHNOLOGIES INC ESPP 03/20/2019 05/14/2019
FORUM ENERGY TECHNOLOGIES INC RSP 17609, FORUM ENERGY TECHNOLOGIES INC RSP 17609, FORUM ENERGY TECHNOLOGIES INC RSP 03/20/2019 05/14/2019
GOLDEN VALLEY BANK 19159, GOLDEN VALLEY BANK 19159, GOLDEN VALLEY BANK 02/11/2019 04/11/2019
GREAT ELM CAPITAL CORP 21105, GREAT ELM CAPITAL CORP 21105, GREAT ELM CAPITAL CORP 03/22/2019 05/08/2019
GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 15261, GRIFFON CORP RESTRICTED STOCK PLAN 12/11/2018 01/31/2019
GRIFFON CORPORATION 03170, GRIFFON CORPORATION 03170, GRIFFON CORPORATION 12/11/2018 01/31/2019
GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 03171, GRIFFON CORPORATION (INST OLD) 12/11/2018 01/31/2019
GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 98683, GRIFFON CORPORATION ESOP 12/11/2018 01/31/2019
GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 98298, GRIFFON CORPORATION MANAGED SHARES 12/11/2018 01/31/2019
HC2 HOLDINGS INC COMMON 21109, HC2 HOLDINGS INC COMMON 21109, HC2 HOLDINGS INC COMMON 04/16/2019 06/13/2019
HC2 HOLDINGS INC RSP 21138, HC2 HOLDINGS INC RSP 21138, HC2 HOLDINGS INC RSP 04/16/2019 06/13/2019
HC2 HOLDINGS INC SERIES A CONV PARTICIP 21136, HC2 HOLDINGS INC SERIES A CONV PARTICIP 21136, HC2 HOLDINGS INC SERIES A CONV PARTICIP 04/16/2019 06/13/2019
HC2 HOLDINGS INC SERIES A-2 PFD 21110, HC2 HOLDINGS INC SERIES A-2 PFD 21110, HC2 HOLDINGS INC SERIES A-2 PFD 04/16/2019 06/13/2019
HOME FEDERAL BANCORP 18965, HOME FEDERAL BANCORP 18965, HOME FEDERAL BANCORP 03/01/2019 05/02/2019
HOME FEDERAL BANCORP (OLD) 18967, HOME FEDERAL BANCORP (OLD) 18967, HOME FEDERAL BANCORP (OLD) 03/01/2019 05/02/2019
HTG ESPP 98472, HTG ESPP 98472, HTG ESPP 06/17/2019 08/14/2019
HTG MANAGED SHARES 98534, HTG MANAGED SHARES 98534, HTG MANAGED SHARES 06/17/2019 08/14/2019
HTG MOLECULAR DIAGNOSTICS INC 20074, HTG MOLECULAR DIAGNOSTICS INC 20074, HTG MOLECULAR DIAGNOSTICS INC 06/17/2019 08/14/2019
IMPINJ INC 20867, IMPINJ INC 20867, IMPINJ INC 08/30/2019 10/23/2019
INDEPENDENCE REALTY MANAGES SHARES 98892, INDEPENDENCE REALTY MANAGES SHARES 98892, INDEPENDENCE REALTY MANAGES SHARES 03/20/2019 05/14/2019
INDEPENDENCE REALTY TRUST INC 18286, INDEPENDENCE REALTY TRUST INC 18286, INDEPENDENCE REALTY TRUST INC 03/20/2019 05/14/2019
INDEPENDENCE REALTY TRUST INC RSP 18833, INDEPENDENCE REALTY TRUST INC RSP 18833, INDEPENDENCE REALTY TRUST INC RSP 03/20/2019 05/14/2019
INTERPACE DIAGNOSTICS GROUP INC (NEW) 21231, INTERPACE DIAGNOSTICS GROUP INC (NEW) 21231, INTERPACE DIAGNOSTICS GROUP INC (NEW) 08/19/2019 10/10/2019
INVITAE CORPORATION 19938, INVITAE CORPORATION 19938, INVITAE CORPORATION 04/15/2019 06/11/2019
IPIC ENTERTAINMENT INC - CLASS A COMMON 22001, IPIC ENTERTAINMENT INC - CLASS A COMMON 22001, IPIC ENTERTAINMENT INC - CLASS A COMMON 04/22/2019 06/21/2019
IPIC ENTERTAINMENT INC CLASS B COMMON 22002, IPIC ENTERTAINMENT INC CLASS B COMMON 22002, IPIC ENTERTAINMENT INC CLASS B COMMON 04/22/2019 06/21/2019
JDS UNIPHASE CORPORATION OLD 06895, JDS UNIPHASE CORPORATION OLD 06895, JDS UNIPHASE CORPORATION OLD 09/20/2018 11/14/2018
JEFFERIES FINANCIAL GROUP INC 08448, JEFFERIES FINANCIAL GROUP INC 08448, JEFFERIES FINANCIAL GROUP INC 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC EMPLOYEE 18480, JEFFERIES FINANCIAL GROUP INC EMPLOYEE 18480, JEFFERIES FINANCIAL GROUP INC EMPLOYEE 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP 18155, JEFFERIES FINANCIAL GROUP INC RSP 18155, JEFFERIES FINANCIAL GROUP INC RSP 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP 18156, JEFFERIES FINANCIAL GROUP INC RSP 18156, JEFFERIES FINANCIAL GROUP INC RSP 01/31/2019 03/28/2019
JEFFERIES FINANCIAL GROUP INC RSP DIR 18980, JEFFERIES FINANCIAL GROUP INC RSP DIR 18980, JEFFERIES FINANCIAL GROUP INC RSP DIR 01/31/2019 03/28/2019
JEFFERIES GROUP INC 13816, JEFFERIES GROUP INC 13816, JEFFERIES GROUP INC 01/31/2019 03/28/2019
KADANT INC 11818, KADANT INC 11818, KADANT INC 03/18/2019 05/16/2019
LAS VEGAS SANDS CORP 13800, LAS VEGAS SANDS CORP 13800, LAS VEGAS SANDS CORP 03/18/2019 05/16/2019
LAS VEGAS SANDS CORP RSP 18110, LAS VEGAS SANDS CORP RSP 18110, LAS VEGAS SANDS CORP RSP 03/18/2019 05/16/2019
LIBERTY OILFIELD SERVICES INC - CLASS A 21952, LIBERTY OILFIELD SERVICES INC - CLASS A 21952, LIBERTY OILFIELD SERVICES INC - CLASS A 02/25/2019 04/23/2019
LIBERTY OILFIELD SERVICES INC - CLASS B 21953, LIBERTY OILFIELD SERVICES INC - CLASS B 21953, LIBERTY OILFIELD SERVICES INC - CLASS B 02/25/2019 04/23/2019
LIBERTY OILFIELD SERVICES INC RSP 22014, LIBERTY OILFIELD SERVICES INC RSP 22014, LIBERTY OILFIELD SERVICES INC RSP 02/25/2019 04/23/2019
LOGMEIN INC 16208, LOGMEIN INC 16208, LOGMEIN INC 04/10/2019 05/30/2019
MAJESCO 20143, MAJESCO 20143, MAJESCO 07/12/2019 09/09/2019
MAJESCO ESOP 98248, MAJESCO ESOP 98248, MAJESCO ESOP 07/12/2019 09/09/2019
MAJESCO ESPP 98150, MAJESCO ESPP 98150, MAJESCO ESPP 07/12/2019 09/09/2019
MARCUS & MILLICHAP ESPP AND LONG SHARES 98723, MARCUS & MILLICHAP ESPP AND LONG SHARES 98723, MARCUS & MILLICHAP ESPP AND LONG SHARES 03/07/2019 05/02/2019
MARCUS & MILLICHAP INC 18576, MARCUS & MILLICHAP INC 18576, MARCUS & MILLICHAP INC 03/07/2019 05/02/2019
MARCUS & MILLICHAP INC RES STOCK PLAN 18767, MARCUS & MILLICHAP INC RES STOCK PLAN 18767, MARCUS & MILLICHAP INC RES STOCK PLAN 03/07/2019 05/02/2019
MARCUS & MILLICHAP MANAGED SHARES 98049, MARCUS & MILLICHAP MANAGED SHARES 98049, MARCUS & MILLICHAP MANAGED SHARES 03/07/2019 05/02/2019
MARVELL TECHNOLOGY GROUP LTD 25269, MARVELL TECHNOLOGY GROUP LTD 25269, MARVELL TECHNOLOGY GROUP LTD 05/03/2019 06/28/2019
MEDALLION FINANCIAL 2018 EQUITY 22374, MEDALLION FINANCIAL 2018 EQUITY 22374, MEDALLION FINANCIAL 2018 EQUITY 04/15/2019 06/14/2019
MEDALLION FINANCIAL CORP 03654, MEDALLION FINANCIAL CORP 03654, MEDALLION FINANCIAL CORP 04/15/2019 06/14/2019
MEDALLION FINANCIAL CORP REST STK PLAN 16979, MEDALLION FINANCIAL CORP REST STK PLAN 16979, MEDALLION FINANCIAL CORP REST STK PLAN 04/15/2019 06/14/2019
MEDIFAST INC 08676, MEDIFAST INC 08676, MEDIFAST INC 04/15/2019 06/12/2019
MEDIFAST INC RSP 19513, MEDIFAST INC RSP 19513, MEDIFAST INC RSP 04/15/2019 06/12/2019
MERIX CORP 20124, MERIX CORP 20124, MERIX CORP 03/11/2019 05/08/2019
MET-PRO CORPORATION 02669, MET-PRO CORPORATION 02669, MET-PRO CORPORATION 04/08/2019 06/05/2019
MODEL N INC 18179, MODEL N INC 18179, MODEL N INC 12/18/2018 02/15/2019
MOHAWK INDUSTRIES INC 25156, MOHAWK INDUSTRIES INC 25156, MOHAWK INDUSTRIES INC 03/28/2019 05/23/2019
MOHAWK INDUSTRIES INC 401K PLAN 98721, MOHAWK INDUSTRIES INC 401K PLAN 98721, MOHAWK INDUSTRIES INC 401K PLAN 03/28/2019 05/23/2019
MOHAWK INDUSTRIES INC 401K PLAN II 98882, MOHAWK INDUSTRIES INC 401K PLAN II 98882, MOHAWK INDUSTRIES INC 401K PLAN II 03/28/2019 05/23/2019
MOODY'S CORPORATION 26180, MOODY'S CORPORATION 26180, MOODY'S CORPORATION 02/22/2019 04/16/2019
MOUNTAIN WEST FINANCIAL CORP (FINAL) 19560, MOUNTAIN WEST FINANCIAL CORP (FINAL) 19560, MOUNTAIN WEST FINANCIAL CORP (FINAL) 03/01/2019 05/02/2019
NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 18556, NATURAL GROCERS BY VITAMIN COTTAGE INC 01/11/2019 03/06/2019
NEONODE INC (NEW) 22427, NEONODE INC (NEW) 22427, NEONODE INC (NEW) 04/10/2019 06/05/2019
NEONODE INC (OLD OLD) 15311, NEONODE INC (OLD OLD) 15311, NEONODE INC (OLD OLD) 04/10/2019 06/05/2019
NEONODE OLD 15525, NEONODE OLD 15525, NEONODE OLD 04/10/2019 06/05/2019
NEOPHOTONICS CORPORATION 16875, NEOPHOTONICS CORPORATION 16875, NEOPHOTONICS CORPORATION 04/10/2019 06/04/2019
NEOS THERAPEUTICS INC 20231, NEOS THERAPEUTICS INC 20231, NEOS THERAPEUTICS INC 04/23/2019 06/13/2019
NEURALSTEM INC 14613, NEURALSTEM INC 14613, NEURALSTEM INC 04/26/2019 06/12/2019
NEURALSTEM INC (OLD) 21246, NEURALSTEM INC (OLD) 21246, NEURALSTEM INC (OLD) 04/26/2019 06/12/2019
NEURONETICS INC 22262, NEURONETICS INC 22262, NEURONETICS INC 04/01/2019 05/28/2019
NORTHWEST BANCORPORATION INC 22346, NORTHWEST BANCORPORATION INC 22346, NORTHWEST BANCORPORATION INC 03/01/2019 05/02/2019
OBALON THERAPEUTICS INC (OLD) 21066, OBALON THERAPEUTICS INC (OLD) 21066, OBALON THERAPEUTICS INC (OLD) 06/06/2019 07/23/2019
OBALON THERAPEUTICS UNVESTED RSA 98754, OBALON THERAPEUTICS UNVESTED RSA 98754, OBALON THERAPEUTICS UNVESTED RSA 06/13/2019 07/23/2019
OCULAR SCIENCES INC 04799, OCULAR SCIENCES INC 04799, OCULAR SCIENCES INC 01/22/2019 03/18/2019
OPIANT PHARMACEUTICALS INC 21992, OPIANT PHARMACEUTICALS INC 21992, OPIANT PHARMACEUTICALS INC 04/15/2019 06/12/2019
ORACLE CORPORATION 17983, ORACLE CORPORATION 17983, ORACLE CORPORATION 09/20/2019 11/19/2019
ORACLE CORPORATION 17983, ORACLE CORPORATION 17983, ORACLE CORPORATION 09/17/2018 11/14/2018
PCSB FINANCIAL CORPORATION 21339, PCSB FINANCIAL CORPORATION 21339, PCSB FINANCIAL CORPORATION 08/23/2019 10/23/2019
PCSB FINANCIAL CORPORATION RSP 22480, PCSB FINANCIAL CORPORATION RSP 22480, PCSB FINANCIAL CORPORATION RSP 08/23/2019 10/23/2019
PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 14834, PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 14834, PLURISTEM LIFE SYSTEMS INC COMMON (OLD) 04/15/2019 06/13/2019
PLURISTEM THERAPEUTICS INC (OLD) 15665, PLURISTEM THERAPEUTICS INC (OLD) 15665, PLURISTEM THERAPEUTICS INC (OLD) 04/15/2019 06/13/2019
PMFG INC 20256, PMFG INC 20256, PMFG INC 04/08/2019 06/05/2019
PMFG INC RSP VTG 20257, PMFG INC RSP VTG 20257, PMFG INC RSP VTG 04/08/2019 06/05/2019
PORTOLA PHARMACEUTICALS INC 18320, PORTOLA PHARMACEUTICALS INC 18320, PORTOLA PHARMACEUTICALS INC 04/17/2019 06/13/2019
PRIME PACIFIC FINANCIAL SERVICES INC 20888, PRIME PACIFIC FINANCIAL SERVICES INC 20888, PRIME PACIFIC FINANCIAL SERVICES INC 03/01/2019 05/02/2019
QUOTIENT TECHNOLOGY INC 18720, QUOTIENT TECHNOLOGY INC 18720, QUOTIENT TECHNOLOGY INC 04/12/2019 06/03/2019
REXFORD INDUSTRIAL REALTY INC COMMON 18440, REXFORD INDUSTRIAL REALTY INC COMMON 18440, REXFORD INDUSTRIAL REALTY INC COMMON 04/04/2019 05/28/2019
REXFORD INDUSTRIAL REALTY INC RSP 18450, REXFORD INDUSTRIAL REALTY INC RSP 18450, REXFORD INDUSTRIAL REALTY INC RSP 04/04/2019 05/28/2019
REXNORD CORPORATION 17558, REXNORD CORPORATION 17558, REXNORD CORPORATION 05/28/2019 07/25/2019
REXNORD CORPORATION - 401K PROXY FILE 98881, REXNORD CORPORATION - 401K PROXY FILE 98881, REXNORD CORPORATION - 401K PROXY FILE 05/28/2019 07/25/2019
RICEBRAN TECHNOLOGIES (NEW) 18632, RICEBRAN TECHNOLOGIES (NEW) 18632, RICEBRAN TECHNOLOGIES (NEW) 04/22/2019 06/19/2019
RICEBRAN TECHNOLOGIES (OLD) 14360, RICEBRAN TECHNOLOGIES (OLD) 14360, RICEBRAN TECHNOLOGIES (OLD) 04/22/2019 06/19/2019
RSC HOLDINGS INC 17597, RSC HOLDINGS INC 17597, RSC HOLDINGS INC 03/11/2019 05/08/2019
RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 03/18/2019 05/15/2019
RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 98905, RUBICON PROJECT UNVESTED RSA SHARES 08/27/2018 10/24/2018
RUDOLPH TECHNOLOGIES INC 10546, RUDOLPH TECHNOLOGIES INC 10546, RUDOLPH TECHNOLOGIES INC 03/18/2019 05/15/2019
SBE INC OLD 11837, SBE INC OLD 11837, SBE INC OLD 04/10/2019 06/05/2019
SCYNEXIS INC 18891, SCYNEXIS INC 18891, SCYNEXIS INC 04/23/2019 06/18/2019
SEMPRA ENERGY 25955, SEMPRA ENERGY 25955, SEMPRA ENERGY 03/14/2019 05/09/2019
SINCLAIR BROADCAST GROUP - 401K 98468, SINCLAIR BROADCAST GROUP - 401K 98468, SINCLAIR BROADCAST GROUP - 401K 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP INC CL A 26141, SINCLAIR BROADCAST GROUP INC CL A 26141, SINCLAIR BROADCAST GROUP INC CL A 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP INC CL B 26143, SINCLAIR BROADCAST GROUP INC CL B 26143, SINCLAIR BROADCAST GROUP INC CL B 03/15/2019 06/06/2019
SINCLAIR BROADCAST GROUP REST STK PLAN 26153, SINCLAIR BROADCAST GROUP REST STK PLAN 26153, SINCLAIR BROADCAST GROUP REST STK PLAN 03/15/2019 06/06/2019
SKYWORKS SOLUTIONS INC 08151, SKYWORKS SOLUTIONS INC 08151, SKYWORKS SOLUTIONS INC 03/14/2019 05/08/2019
SMARTSAND INC 21117, SMARTSAND INC 21117, SMARTSAND INC 04/25/2019 06/18/2019
SMARTSAND UNVESTED RS PROXY 98138, SMARTSAND UNVESTED RS PROXY 98138, SMARTSAND UNVESTED RS PROXY 04/25/2019 06/18/2019
SMARTSHEET INC CLASS A 22139, SMARTSHEET INC CLASS A 22139, SMARTSHEET INC CLASS A 04/15/2019 06/12/2019
SMARTSHEET INC CLASS B 22153, SMARTSHEET INC CLASS B 22153, SMARTSHEET INC CLASS B 04/15/2019 06/12/2019
SOLENO THERAPEUTICS INC (NEW) 21758, SOLENO THERAPEUTICS INC (NEW) 21758, SOLENO THERAPEUTICS INC (NEW) 04/16/2019 06/10/2019
SONIC AUTOMOTIVE CLASS B 98067, SONIC AUTOMOTIVE CLASS B 98067, SONIC AUTOMOTIVE CLASS B 02/28/2019 04/24/2019
SONIC AUTOMOTIVE INC 25510, SONIC AUTOMOTIVE INC 25510, SONIC AUTOMOTIVE INC 02/28/2019 04/24/2019
SUNRUN INC 20268, SUNRUN INC 20268, SUNRUN INC 04/08/2019 06/07/2019
SUTRO BIOPHARMA INC 22426, SUTRO BIOPHARMA INC 22426, SUTRO BIOPHARMA INC 04/16/2019 06/07/2019
TABULA RASA HEALTHCARE INC 21034, TABULA RASA HEALTHCARE INC 21034, TABULA RASA HEALTHCARE INC 04/23/2019 06/14/2019
TABULA RASA HEALTHCARE INC MANAGED SHARE 98891, TABULA RASA HEALTHCARE INC MANAGED SHARE 98891, TABULA RASA HEALTHCARE INC MANAGED SHARE 04/23/2019 06/14/2019
TABULA RASA HEALTHCARE INC REST PLAN 98879, TABULA RASA HEALTHCARE INC REST PLAN 98879, TABULA RASA HEALTHCARE INC REST PLAN 04/23/2019 06/14/2019
TANDEM DIABETES 98417, TANDEM DIABETES 98417, TANDEM DIABETES 03/28/2019 06/18/2019
TANDEM DIABETES CARE INC (NEW) 21769, TANDEM DIABETES CARE INC (NEW) 21769, TANDEM DIABETES CARE INC (NEW) 03/28/2019 06/18/2019
THE COOPER COMPANIES INC 01481, THE COOPER COMPANIES INC 01481, THE COOPER COMPANIES INC 01/22/2019 03/18/2019
THE COOPER COMPANIES INC (NEW) 07647, THE COOPER COMPANIES INC (NEW) 07647, THE COOPER COMPANIES INC (NEW) 01/22/2019 03/18/2019
THE HABIT RESTAURANTS INC 19786, THE HABIT RESTAURANTS INC 19786, THE HABIT RESTAURANTS INC 04/22/2019 06/19/2019
THE HABIT RESTAURANTS INC - CLASS B 19937, THE HABIT RESTAURANTS INC - CLASS B 19937, THE HABIT RESTAURANTS INC - CLASS B 04/22/2019 06/19/2019
THE RICEX COMPANY 08912, THE RICEX COMPANY 08912, THE RICEX COMPANY 04/22/2019 06/19/2019
THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 03/18/2019 05/15/2019
THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 18899, THE RUBICON PROJECT INC 08/27/2018 10/24/2018
TRADE STREET RESIDENTIAL INC NEW 18070, TRADE STREET RESIDENTIAL INC NEW 18070, TRADE STREET RESIDENTIAL INC NEW 03/20/2019 05/14/2019
TRADE STREET RESIDENTIAL INC OLD 13819, TRADE STREET RESIDENTIAL INC OLD 13819, TRADE STREET RESIDENTIAL INC OLD 03/20/2019 05/14/2019
TRI POINTE GROUP INC 18094, TRI POINTE GROUP INC 18094, TRI POINTE GROUP INC 03/01/2019 04/30/2019
TRI POINTE HOMES MANAGED SHARES PLAN 98722, TRI POINTE HOMES MANAGED SHARES PLAN 98722, TRI POINTE HOMES MANAGED SHARES PLAN 03/01/2019 04/30/2019
TTM TECHNOLOGIES INC 40004, TTM TECHNOLOGIES INC 40004, TTM TECHNOLOGIES INC 03/11/2019 05/08/2019
UNITED RENTALS INC 06965, UNITED RENTALS INC 06965, UNITED RENTALS INC 03/11/2019 05/08/2019
US XPRESS ENTERPRISES INC 22219, US XPRESS ENTERPRISES INC 22219, US XPRESS ENTERPRISES INC 03/11/2019 05/09/2019
VALUE LINE INC 16745, VALUE LINE INC 16745, VALUE LINE INC 08/12/2019 10/07/2019
VECTOR GROUP LTD 03819, VECTOR GROUP LTD 03819, VECTOR GROUP LTD 03/04/2019 05/02/2019
VIASYSTEMS GROUP INC 20116, VIASYSTEMS GROUP INC 20116, VIASYSTEMS GROUP INC 03/11/2019 05/08/2019
VIKING THERAPEUTICS INC 20061, VIKING THERAPEUTICS INC 20061, VIKING THERAPEUTICS INC 04/01/2019 05/23/2019
VIRGINIA NATIONAL BANKSHARES CORPORATION 11796, VIRGINIA NATIONAL BANKSHARES CORPORATION 11796, VIRGINIA NATIONAL BANKSHARES CORPORATION 04/22/2019 06/14/2019
WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 19452, WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 19452, WINTRUST FINANCIAL CORP HINSBROOK UNEXCH 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORP/TOWN BANKSHARES 19429, WINTRUST FINANCIAL CORP/TOWN BANKSHARES 19429, WINTRUST FINANCIAL CORP/TOWN BANKSHARES 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION 401K 98802, WINTRUST FINANCIAL CORPORATION 401K 98802, WINTRUST FINANCIAL CORPORATION 401K 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION COM 19453, WINTRUST FINANCIAL CORPORATION COM 19453, WINTRUST FINANCIAL CORPORATION COM 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION EPS 98327, WINTRUST FINANCIAL CORPORATION EPS 98327, WINTRUST FINANCIAL CORPORATION EPS 03/29/2019 05/23/2019
WINTRUST FINANCIAL CORPORATION ESPP 98800, WINTRUST FINANCIAL CORPORATION ESPP 98800, WINTRUST FINANCIAL CORPORATION ESPP 03/29/2019 05/23/2019
WINTRUST FINANCIAL FIRST LANSING BANCO 19446, WINTRUST FINANCIAL FIRST LANSING BANCO 19446, WINTRUST FINANCIAL FIRST LANSING BANCO 03/29/2019 05/23/2019
ZYNERBA PHARMACEUTICALS INC 20275, ZYNERBA PHARMACEUTICALS INC 20275, ZYNERBA PHARMACEUTICALS INC 04/15/2019 06/11/2019
ZYNERBA PHARMACEUTICALS INC UNVESTED STK 20284, ZYNERBA PHARMACEUTICALS INC UNVESTED STK 20284, ZYNERBA PHARMACEUTICALS INC UNVESTED STK 04/15/2019 06/11/2019
ZYNGA INC 17382, ZYNGA INC 17382, ZYNGA INC 03/18/2019 05/07/2019
© 2018 American Stock Transfer & Trust Company, LLC. All rights reserved.